Mariner, LLC

Q3 2016 13F Combination Report, Options Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Compliance Officer
Location
Overland Park, KS
Options holdings as of
September 30, 2016
Notional value $
$0
Number of holdings
2
Date filed
11/14/2016, 02:27 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2016 - Aug 12, 2016
Next filing
Q4 2016 - Feb 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Megan Jennings Regulatory Compliance Leawood, Kansas 11/11/2016

Other Included Managers (4):

Num Name Location File Number
2 MARINER WEALTH ADVISORS-OKLAHOMA, LLC 028-16242
3 Mariner Wealth Advisors-Madison, LLC 028-10221
4 Mariner Wealth Advisors - Leawood, LLC 028-16909
5 Mariner Wealth Advisors-NYC, LLC 028-16888