Balter Liquid Alternatives, LLC

Q4 2015 13F Combination Report, Stock Holdings

Signature - Title
James Fricano - CCO
Location
Boston, MA
Holdings as of
December 31, 2015
Value $
$27.9M
Num holdings
20
Date filed
6/22/2016, 10:31 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q1 2016 - Jun 22, 2016
SEC
View on sec.gov
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Fricano CCO Boston, Massachusetts 6/17/2016

List of Other Managers Reporting for Balter Liquid Alternatives, LLC:

Name Holdings Value Location File Number
Apis Capital Advisors, Llc $207M New York, NY 028-13123
Madison Street Partners, LLC $3.05M Denver, CO 028-12767
Millrace Asset Group, Inc. $98.4M Berwyn, PA 028-16781
12th Street Asset Management Company, LLC $587M Nashville, TN 028-16737