| Sym | Weight | Trade Impact | Company | Class | Share Change | Activity | Value Change $ | Value $ | * Price $ | Shares | Principal |
|---|
| Name | Title | City, State | Date |
|---|---|---|---|
| Anne J. Pleviak | Senior Regulatory Counsel | Leawood, Kansas | 13 Aug 2015 |
| Name | Holdings Value | Location | File Number |
|---|---|---|---|
| MARINER WEALTH ADVISORS-OMAHA, LLC | Overland Park, KS | 028-14647 | |
| Mariner Wealth Advisors-Cincinnati, LLC | $1,812,369,000 | Cincinnati, OH | 028-15092 |
| Mariner Wealth Advisors - Leawood, LLC | Overland Park, KS | 028-16909 | |
| Mariner Wealth Advisors-NYC, LLC | Overland Park, KS | 028-16888 |
| Num | Name | Location | File Number |
|---|---|---|---|
| 1 | MARINER WEALTH ADVISORS-OMAHA, LLC | Overland Park, KS | 028-14647 |
| 2 | Marnier Wealth Advisors-Oklahoma, LLC | ||
| 3 | Marnier Wealth Advisors-Madison, LLC | ||
| 4 | Mariner Wealth Advisors - Leawood, LLC | Overland Park, KS | 028-16909 |
| 5 | Mariner Wealth Advisors-NYC, LLC | Overland Park, KS | 028-16888 |
| 6 | Marnier Wealth Advisors-St. Louis, LLC | ||
| 7 | Mariner Wealth Advisors-Cincinnati, LLC | Cincinnati, OH | 028-15092 |