Empirical Finance, LLC

Q4 2016 13F Holdings Report, Options Holdings

Signature - Title
Brian Massaro - Chief Data Officer
Location
Havertown, PA
Options holdings as of
December 31, 2016
Notional value $
$232K
Number of holdings
2
Date filed
2/13/2017, 01:50 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q1 2017 - May 11, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Patrick Cleary Chief Compliance Officer Broomall, Pennsylvania 2/13/2017