ICONIQ Capital, LLC

Q3 2018 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Jason Craig - CCO and Counsel
Location
San Francisco, CA
Holdings as of
September 30, 2018
Value $
$950M
Num holdings
51
Date filed
2/14/2019, 03:53 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2018 - Nov 13, 2018
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2018 Q3 - Restatement compared to 2018 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jed Clark CCO San Francisco, California 2/14/2019

ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Partners II GP, L.P., ICONIQ Strategic Management, LLC and ICQ Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P., ICONIQ Strategic Management, LLC, ICONIQ Strategic Partners II GP, L.P. and ICQ Management, LLC are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f).

Other Included Managers (4):

Num Name Location File Number
1 ICONIQ Strategic Partners GP, L.P. San Francisco, CA
2 ICONIQ Strategic Management, LLC
3 ICONIQ Strategic Partners II GP, L.P. San Francisco, CA
4 ICQ Management, LLC San Francisco, CA