ICONIQ Capital, LLC

Q1 2017 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Jason Craig - CCO and Senior Counsel
Location
San Francisco, CA
Options holdings as of
March 31, 2017
Notional value $
$0
Number of holdings
0
Date filed
8/14/2017, 05:40 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2016 - Feb 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings

ICONIQ Capital, LLC didn't report any options holdings as of Q1 2017. Check stock holdings.

Filing 2017 Q1 - Restatement compared to 2016 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jed Clark Chief Compliance Officer San Francisco, California 8/14/2017

ICONIQ Capital, LLC is an institutional investment manager subject to Section 13(f) of the Securities Exchange Act of 1934 and the rules promulgated thereunder. ICONIQ Capital, LLC is an affiliate of and under common control with ICONIQ Strategic Partners GP, L.P. ICONIQ Strategic Partners II GP, L.P. and ICONIQ Strategic Management, LLC. The securities positions reported by ICONIQ Capital, LLC on behalf of ICONIQ Strategic Partners GP, L.P. and ICONIQ Strategic Management, LLC are also being reported on behalf of ICONIQ Capital, LLC. Further, ICONIQ Capital, LLC is reporting positions on behalf of itself and other affiliates that are not institutional managers subject to Section 13(f). ICONIQ Capital, LLC does not exercise, and therefore disclaims, investment discretion with respect any Section 13(f) securities positions over which an affiliate exercises such discretion. This Amendment 1 corrects the quantity of shares and value reported for Alteryx Inc. It also corrects the value reported for Coupa Software Inc.

Other Included Managers (3):

Num Name Location File Number
1 ICONIQ Strategic Partners GP, L.P. San Francisco, CA
2 ICONIQ Strategic Management, LLC
3 ICONIQ Strategic Partners II GP, L.P. San Francisco, CA