NOMURA HOLDINGS INC

Q3 2021 13F Holdings Report, Options Holdings

Signature - Title
Fernando Del Puerto - Managing Director
Location
Tokyo, Japan
Options holdings as of
September 30, 2021
Notional value $
$27B
Number of holdings
430
Date filed
11/15/2021, 02:51 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2021 - Aug 16, 2021
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
FERNANDO DEL PUERTO Managing Director New York, United States 9/30/2021

Other Included Managers (6):

Num Name Location File Number
1 NOMURA SECURITIES INTERNATIONAL INC New York, NY 028-04983
2 NOMURA INTERNATIONAL PLC London, United Kingdom
3 NOMURA SECURITIES BERMUDA LTD 028-04993
4 NOMURA GLOBAL FINANCIAL PRODUCTS INC New York, NY 028-15494
5 NOMURA SECURITIES CO LTD 028-04979
6 Nomura Corporate Research & Asset Management Inc. New York, NY 028-13982