Carlyle Group Inc.

Q2 2021 13F Combination Report, Stock Holdings

Notable people
David Rubenstein
Signature - Title
Jeffrey W. Ferguson - General Counsel
Location
Washington, DC
Holdings as of
June 30, 2021
Value $
$14.8B
Num holdings
10
Date filed
8/12/2021, 05:19 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2021 - May 14, 2021
Next filing
Q3 2021 - Nov 12, 2021
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q2 compared to 2021 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jeffrey W. Ferguson General Counsel Washington, District Of Columbia 8/12/2021

Explanatory Note 1: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V. -- Explanatory Note 2: Investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion with respect to the following securities: Talos Energy Inc. Accordingly, the full amount over which investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion is reported by both The Carlyle Group Inc. and Riverstone Holdings LLC on Forms 13F.

List of Other Managers Reporting for Carlyle Group Inc.:

Name Holdings Value Location File Number
AlpInvest Partners B.V. $169M Amsterdam, Netherlands 028-15646

Other Included Managers (3):

Num Name Location File Number
1 Carlyle Investment Management LLC Washington, DC 028-12429
2 CIM Global, L.L.C. Washington, DC 028-15024
3 Carlyle Global Credit Investment Management L.L.C. 028-18762