Neuberger Berman Group LLC

Q3 2020 13F Holdings Report, Options Holdings

Signature - Title
Brad E. Cetron - Managing Director
Location
New York, NY
Options holdings as of
September 30, 2020
Notional value $
$0
Number of holdings
9
Date filed
11/12/2020, 10:20 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2020 - Aug 13, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brad E. Cetron Global Chief Compliance Officer New York, New York 11/12/2020

Other Included Managers (6):

Num Name Location File Number
1 NB Alternatives Advisers LLC Dallas, TX 028-13575
2 Neuberger Berman Investment Advisers LLC New York, NY 028-17085
3 Neuberger Berman Asia Ltd Hong Kong, Hong Kong 028-16869
4 Neuberger Berman Trust Co N.A. New York, NY 028-13985
5 Neuberger Berman Trust Co of Delaware N.A. Wilmington, DE 028-13986
6 Neuberger Berman Canada ULC Toronto, Ontario, Canada 028-15258