ROYAL BANK OF CANADA

Q1 2020 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Sherry Coulter - MD, Head of Regulatory & Risk Operations
Location
Toronto, Ontario, Canada
Options holdings as of
March 31, 2020
Notional value $
$18.1B
Number of holdings
506
Date filed
6/16/2020, 03:53 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q4 2019 - Feb 14, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2020 Q1 - Restatement compared to 2019 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Shaine Pollock Managing Director Toronto, Ontario, Canada 6/16/2020

This amendment updates a holding entry to the Schedule 13F for the quarter ended on March 31, 2020. Due to a procedural error, a position in VTV THERAPEUTICS INC was incorrectly attributed to RBC Private Counsel (USA) Inc. The inclusion resulted in a related overstatement of this security.

Other Included Managers (27):

Num Name Location File Number
1 RBC Global Asset Management Inc. Toronto, Ontario, Canada 028-14116
2 RBC CMA LLC Nassau, N.P., Bahamas 028-11273
3 RBC Capital Markets, LLC New York, NY 028-04069
4 RBC Global Asset Management (U.S.) Minneapolis, MN 028-10228
5 RBC Dominion Securities Inc. Toronto, Ontario, Canada 028-11322
6 BlueBay Asset Management LLP 028-12524
7 RBC Phillips, Hager & North Investment Counsel Inc. Toronto, Ontario, Canada 028-11271
8 RBC Private Counsel (USA) Inc. Toronto, Ontario, Canada 028-11454
9 ROYAL TRUST CORP OF CANADA/ Toronto, Ontario, Canada 028-11393
11 RBC TRUSTEES (Jersey) LTD St Helier, Jersey 028-13008
13 RBC cees Trustee LTD 028-11601
14 RBC Trust Co (International) Ltd 028-13471
15 RBC Trust Co (Delaware) Ltd Wilmington, DE 028-13779
16 RBC GLOBAL ASSET MANAGEMENT (UK) Ltd London, United Kingdom 028-16409
18 Royal Bank of Canada (Channel Islands) Ltd St Helier, Jersey 028-12564
19 CITY NATIONAL BANK Beverly Hills, CA 028-04805
21 CITY NATIONAL ROCHDALE, LLC New York, NY 028-05392
23 LMCG INVESTMENTS, LLC 028-13608
24 MID CONTINENT CAPITAL LLC/IL 028-05684
25 Symphonic Financial Advisors LLC New York, NY 028-12672
26 SEI INVESTMENTS MANAGEMENT CORP 028-16475
27 AMG Funds LLC 028-11395
28 UBS ASSET MANAGEMENT AMERICAS INC 028-02682
29 RBC Dominion Securities Global Ltd Nassau, Bahamas 028-17163
30 JACKSON NATIONAL ASSET MANAGEMENT LLC 028-06761
31 ENVESTNET ASSET MANAGEMENT INC Chicago, IL 028-13411
32 Alaska Permanent Fund Corp Juneau, AK 028-20231