Carlyle Group Inc.

Q4 2019 13F Combination Report, Stock Holdings

Notable people
David Rubenstein
Signature - Title
Jeffrey W. Ferguson - General Counsel
Location
Washington, DC
Holdings as of
31 Dec 2019
Value $
$1,510,510,000
Num holdings
12
Filing time
13 Feb 2020, 17:22:06 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included EVA, LBRT, WAIR, ONE, and CHK.
Previous filing
Q3 2019 - 13 Nov 2019
Next filing
Q1 2020 - 13 May 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jeffrey W. Ferguson General Counsel Washington, District Of Columbia 13 Feb 2020

Explanatory Note 1: On January 1, 2020, The Carlyle Group L.P., a Delaware limited partnership, completed its conversion into a Delaware corporation named The Carlyle Group Inc. Explanatory Note 2: AlpInvest Partners B.V. is an indirectly wholly owned investment adviser of The Carlyle Group Inc. However, The Carlyle Group Inc. does not participate in any investment decision-making of AlpInvest Partners B.V. Explanatory Note 3: Investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion with respect to the following securities: Enviva Partners LP and Liberty Oilfield Services Inc. Accordingly, the full amount over which investment advisers affiliated with The Carlyle Group Inc. and Riverstone Holdings LLC exercise shared investment discretion is reported by both The Carlyle Group Inc. and Riverstone Holdings LLC on Forms 13F.

List of Other Managers Reporting for Carlyle Group Inc.:

Name Holdings Value Location File Number
AlpInvest Partners B.V. $64,182,950 Amsterdam 028-15646

Other Included Managers (3):

Num Name Location File Number
1 Carlyle Investment Management LLC Washington, DC 028-12429
2 CIM Global, L.L.C. Washington, DC 028-15024
3 Carlyle Global Credit Investment Management L.L.C. New York, NY 028-18762