Transamerica Financial Advisors, Inc.

Q4 2019 13F Combination Report, Stock Holdings

Signature - Title
Christina Kramer - Head of WFG Compliance
Location
St. Petersburg, FL
Holdings as of
December 31, 2019
Value $
$7.12M
Num holdings
134
Date filed
2/5/2020, 12:25 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2019 - Nov 12, 2019
Our algorithm has found invalid data in this filing
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Brad Mullikin Chief Compliance Officer John's Creek, Georgia 2/5/2020

List of Other Managers Reporting for Transamerica Financial Advisors, Inc.:

Name Holdings Value Location File Number
Betterment LLC $38.6B New York, NY 028-16706

Other Included Managers (1):

Num Name File Number
1 Betterment LLC 028-16706