DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main

Q2 2018 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Sau Ping Kwan / Jonas Kelletshofer - Senior Vice President / Senior Vice President
Location
Frankfurt Am Main, Germany
Options holdings as of
June 30, 2018
Notional value $
$47.9M
Number of holdings
15
Date filed
4/15/2019, 12:53 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q1 2018 - May 15, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q2 - Restatement compared to 2018 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Jonas Kelletshofer / Sau Ping Kwan Senior Vice President / Senior Vice President New York, New York 4/15/2019

*NOTE: THIS AMENDMENT TO FORM 13F RESTATES THE NUMBER OF SHARES, VALUES, AND VOTING AUTHORITY FOR CERTAIN POSITIONS OVER WHICH DZ BANK AG, DEUTSCHE ZENTRAL GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN SHARED INVESTMENT DISCRETION WITH DZ PRIVATBANK S.A., IPCONCEPT (LUXEMBURG) S.A., UNION ASSET MANAGEMENT HOLDING AG, AND/OR BEA UNION INVESTMENT MANAGEMENT LTD. IN ADDITION, THIS AMENDMENT REMOVES BRISTOL MYERS SQUIBB CO (CUSIP 110122AN8) AND DANAHER CORP DEL (CUSIP 235851AE2) FROM THE INFORMATION TABLE.

Other Included Managers (7):

Num Name Location File Number
1 DZ PRIVATBANK S.A. Luxembourg, Luxembourg 028-17955
2 IPConcept (Luxemburg) S.A. Luxembourg, Luxembourg 028-17956
3 UNION ASSET MANAGEMENT HOLDING AG Frankfurt, Germany 028-17957
5 Union Investment Institutional GmbH Frankfurt A. M., Germany 028-17959
6 Union Investment Privatfonds GmbH Frankfurt A. M., Germany 028-17961
7 BEA Union Investment Management Ltd. Hong Kong, Hong Kong 028-17962
8 Quoniam Asset Management GmbH Frankfurt/Main, Germany 028-17963