Horizon Investments, LLC

Q1 2023 13F Combination Report, Options Holdings

Signature - Title
Matt Chambers - General Counsel
Location
Charlotte, NC
Options holdings as of
March 31, 2023
Notional value $
$0
Number of holdings
4
Date filed
5/15/2023, 04:56 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q4 2022 - Feb 14, 2023
Next filing
Q2 2023 - Aug 14, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q1 compared to 2022 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matt Chambers General Counsel Charlotte, North Carolina 5/15/2023

List of Other Managers Reporting for Horizon Investments, LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $98.1B Wheaton, IL 028-06487

Other Included Managers (1):

Num Name Location File Number
1 FOUNDERS FINANCIAL SECURITIES LLC Towson, MD 028-15741