Horizon Investments, LLC

Q3 2021 13F Combination Report, Stock Holdings

Signature - Title
Matt Chambers - General Counsel
Location
Charlotte, NC
Holdings as of
September 30, 2021
Value $
$3.23B
Num holdings
467
Date filed
11/15/2021, 04:45 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2021 - Aug 13, 2021
Next filing
Q4 2021 - Feb 15, 2022
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2021 Q3 compared to 2021 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matt Chambers General Counsel Charlotte, North Carolina 11/15/2021

List of Other Managers Reporting for Horizon Investments, LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $98.1B Wheaton, IL 028-06487

Other Included Managers (1):

Num Name File Number
1 FOUNDERS FINANCIAL SECURITIES LLC