Horizon Investments, LLC

Q4 2017 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Matt Chambers - General Counsel
Location
Charlotte, NC
Holdings as of
December 31, 2017
Value $
$1.57B
Num holdings
184
Date filed
2/14/2018, 02:00 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2017 - Nov 14, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2017 Q4 - Restatement compared to 2017 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matt Chambers General Counsel Charlotte, North Carolina 2/14/2018

List of Other Managers Reporting for Horizon Investments, LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $98.1B Wheaton, IL 028-06487

Other Included Managers (1):

Num Name File Number
1 FOUNDERS FINANCIAL SECURITIES LLC