Horizon Investments, LLC

Q4 2016 13F Holdings Report, Stock Holdings

Signature - Title
Matt Chambers - General Counsel
Location
Charlotte, NC
Holdings as of
December 31, 2016
Value $
$1.42B
Num holdings
154
Date filed
2/9/2017, 11:47 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2016 - Nov 14, 2016
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q4 compared to 2016 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Matt Chambers General Counsel Charlotte, North Carolina 2/9/2017

List of Other Managers Reporting for Horizon Investments, LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $98.1B Wheaton, IL 028-06487

Other Included Managers (2):

Num Name File Number
1 FOUNDERS FINANCIAL SECURITIES LLC
2 FIRST TRUST ADVISORS L.P