Horizon Investments, LLC

Q4 2014 13F Holdings Report, Options Holdings

Signature - Title
Matt Chambers - General Counsel
Location
Charlotte, NC
Options holdings as of
December 31, 2014
Notional value $
$30.5M
Number of holdings
2
Date filed
2/12/2015, 01:03 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2014 - Nov 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2014 Q4 compared to 2014 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ben Johnson Chief Compliance Officer Charlotte, North Carolina 2/12/2015

List of Other Managers Reporting for Horizon Investments, LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $105B Wheaton, IL 028-06487

Other Included Managers (1):

Num Name Location File Number
1 Founders Financial Securities, LLC