MARINER INDEPENDENT ADVISOR NETWORK, LLC

Q3 2019 13F Holdings Report, Stock Holdings

Signature - Title
Anne Dorian - General Counsel and Chief Operating Officer
Location
Overland Park, KS
Holdings as of
September 30, 2019
Value $
$1.32B
Num holdings
370
Date filed
11/1/2019, 05:52 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2019 - Aug 13, 2019
Next filing
Q4 2019 - Feb 10, 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Anthony Tsang Compliance Supervisor Sacramento, California 11/1/2019

Mariner, LLC is reporting for MARINER INDEPENDENT ADVISOR NETWORK, LLC:

Name Holdings Value Location File Number
Mariner, LLC $56.2B Overland Park, KS 028-13550