SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)

Q3 2019 13F Combination Report, Options Holdings

Signature - Title
Dana Dirickson - Approved Signatory
Location
San Francisco, CA
Options holdings as of
September 30, 2019
Options notional value $
$2.85M
Number of options holdings
11
Date filed
10/17/2019, 07:26 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2019 - Aug 8, 2019
Next filing
Q4 2019 - Jan 30, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q3 compared to 2019 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Richard Dirickson Chair, CEO, CCO San Francisco, California 10/17/2019

List of Other Managers Reporting for SAN FRANCISCO SENTRY INVESTMENT GROUP (CA):

Name Holdings Value Location File Number
GW&K Investment Management, LLC $10.9B Boston, MA 028-04145
GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558

Other Included Managers (4):

Num Name File Number
1 GOLDMAN SACHS ASSET MANAGEMENT, L.P. 028-10981
2 GW&K Investment Management, LLC 028-04145
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC 028-04558
4 TCW INVESTMENT MANAGEMENT Co LLC 028-06683