SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)

Q3 2018 13F Combination Report, Options Holdings

Signature - Title
Dana Dirickson - Approved Signatory
Location
San Francisco, CA
Options holdings as of
September 30, 2018
Notional value $
$38M
Number of holdings
12
Date filed
11/9/2018, 03:58 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2018 - Aug 6, 2018
Next filing
Q4 2018 - Jan 30, 2019
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2018 Q3 compared to 2018 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Scott Young Chief Compliance Officer San Francisco, California 11/9/2018

List of Other Managers Reporting for SAN FRANCISCO SENTRY INVESTMENT GROUP (CA):

Name Holdings Value Location File Number
GW&K Investment Management, LLC $11.7B Boston, MA 028-04145
GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558

Other Included Managers (4):

Num Name Location File Number
1 GOLDMAN SACHS ASSET MANAGEMENT, L.P. New York, NY 028-10981
2 GW&K Investment Management, LLC Boston, MA 028-04145
3 PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558
4 TCW INVESTMENT MANAGEMENT Co LLC 028-06683