Lawrence Soh - Co-Head, Risk Management and Trading Supervision
Location
New York, NY
Holdings as of
December 31, 2013
Value $
$599M
Num holdings
4,428
Date filed
1/31/2014, 02:12 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
Tower Research Capital LLC (TRC) Q4 2013 Portfolio
Sym
Weight
Trade Impact
Company
Class
Shares Change
Activity
Value Change $
Value $
* Price $
Shares
Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Garrett S. Ho
Chief Compliance Officer
New York, New York
1/31/2014
Tower Research Capital Investments LLC may be deemed to control Latour Trading LLC as a result of its direct ownership of Latour Trading LLC and thus have investment discretion with respect to all Latour Trading LLC positions.
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