AXA S.A.

Q3 2014 13F Combination Report, Stock Holdings

Signature - Title
Allen Zabusky - Senior Vice President and Controller, AXA Financial
Location
Paris, France
Holdings as of
30 Sep 2014
Value $
$23.4B
Num holdings
1,428
Filing time
13 Nov 2014, 10:20:12 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AAPL, GILD, AMGN, PFE, and WFC.
Previous filing
Q2 2014 - 13 Aug 2014
Next filing
Q4 2014 - 13 Feb 2015
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2014 Q3 compared to 2014 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Allen Zabusky Senior Vice President and Controller, AXA Financial Jersey City, New Jersey 13 Nov 2014

All media outlets, please contact Lauren Day (212-314-3731) with any questions.

List of Other Managers Reporting for AXA S.A.:

Name Holdings Value Location File Number
JPMORGAN CHASE & CO $1.57T New York, NY 028-00694
Invesco Advisers, Inc. Atlanta, GA 028-00255
BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
INSTITUTIONAL CAPITAL LLC $6.75B Chicago, IL 028-00016
WELLS FARGO & COMPANY/MN $490B San Francisco, CA 028-00165
PRICE T ROWE ASSOCIATES INC /MD/ $935B Baltimore, MD 028-00115
WHV Investments, Inc. $187M San Francisco, CA 028-01204
LOOMIS SAYLES & CO L P $83.8B Boston, MA 028-00398
BARROW HANLEY MEWHINNEY & STRAUSS LLC $31.4B Dallas, TX 028-01006
CAPITAL GUARDIAN TRUST CO $7.42B Los Angeles, CA 028-00096
LORD, ABBETT & CO. LLC $33.6B Jersey City, NJ 028-00413
OppenheimerFunds, Inc. $80.4B New York, NY 028-00203
GAMCO INVESTORS, INC. ET AL $10.3B Greenwich, CT 028-01887
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC $461B Chicago, IL 028-02682
FRANKLIN ADVISERS INC San Mateo, CA 028-03578
WELLINGTON MANAGEMENT GROUP LLP $571B Boston, MA 028-04557
PACIFIC GLOBAL INVESTMENT MANAGEMENT CO $70.7M Glendale, CA 028-12530
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ $323B Boston, MA 028-04968
Calvert Investment Management, Inc. $0 Bethesda, MD 028-05129
1832 Asset Management L.P. $59.1B Toronto, Ontario, Canada 028-11685
PALISADE CAPITAL MANAGEMENT, LP $3.68B Fort Lee, NJ 028-05320
TEMPLETON GLOBAL ADVISORS LTD Nassau, Bahamas 028-05454
FRANKLIN MUTUAL ADVISERS LLC Short Hills, NJ 028-06154
FRANKLIN ADVISORY SERVICES LLC San Mateo, CA 028-05930
MARSICO CAPITAL MANAGEMENT LLC $3.9B Denver, CO 028-06748
BOSTON ADVISORS LLC $1.91B Boston, MA 028-07196
BLACKROCK FINANCIAL MANAGEMENT INC/DE Wilmington, DE 028-04293
EARNEST PARTNERS LLC $23.1B Atlanta, GA 028-05269
ALLIANCEBERNSTEIN L.P. $318B Nashville, TN 028-10562
THORNBURG INVESTMENT MANAGEMENT INC $7.67B Santa Fe, NM 028-06605
POST ADVISORY GROUP LLC $18.4M Santa Monica, CA 028-12454
WESTFIELD CAPITAL MANAGEMENT CO LP $23.8B Boston, MA 028-10220
RBC Global Asset Management (U.S.) Minneapolis, MN 028-10228
DIAMOND HILL CAPITAL MANAGEMENT INC $21.1B Columbus, OH 028-10648
MORGAN STANLEY INVESTMENT MANAGEMENT INC New York, NY 028-11866
SSGA FUNDS MANAGEMENT INC Boston, MA 028-11338
BlackRock Investment Management, LLC Wilmington, DE 028-12016
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC $592M Newport Beach, CA 028-11482
Clearbridge Investments, LLC $133B New York, NY 028-11611
HIRAYAMA INVESTMENTS, LLC San Francisco, CA 028-13423
Northern Cross, LLC $279M Boston, MA 028-13512
Allianz Global Investors U.S. LLC New York, NY 028-13991
Horizon Kinetics LLC $2.96B New York, NY 028-14519

Other Included Managers (5):

Num Name Location File Number
1 Equitable Investment Management Group, LLC New York, NY 028-14633
2 AXA ASSURANCES IARD MUTUELLE Nanterre, France 028-10563
3 AXA FINANCIAL INC New York, NY 028-03344
4 AXA ROSENBERG INVESTMENT MANAGEMENT LLC Boston, MA 028-10564
5 AXA ASSURANCES VIE MUTUELLE Nanterre, France 028-03638