Mizuho Securities Co. Ltd.

Q4 2018 13F Holdings Report, Stock Holdings

Signature - Title
Toru Udagawa - Director of Market Product Process Control Department
Location
Tokyo, Japan
Holdings as of
December 31, 2018
Value $
$1.13B
Num holdings
115
Date filed
2/12/2019, 08:11 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q1 2019 - May 8, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Toru Udagawa Deputy Head of Equity Administration Department Tokyo, Japan 2/12/2019

List of Other Managers Reporting for Mizuho Securities Co. Ltd.:

Name Holdings Value Location File Number
PPSC Investment Service Corp $849M Tokyo, Japan 028-22801
Rakuten Securities, Inc. $230M Tokyo, Japan 028-23558
PayPay Securities Corp $1.12M Tokyo, Japan 028-22802