KMS FINANCIAL SERVICES, INC

Q4 2019 13F Notice

Signature - Title
Casey Dougherty - Chief Compliance Officer and Chief Legal Officer
Location
Seattle
Holdings as of
31 Dec 2019
Num holdings
0
Filing time
14 Feb 2020, 15:22:16 UTC
Form type
13F-NT
Description
No holdings are reported in this report, and all US holdings are reported by other reporting manager(s). Top holdings included .
Previous filing
Q3 2014 - 17 Nov 2014
SEC
View on sec.gov

KMS FINANCIAL SERVICES, INC didn't report any stock holdings as of Q4 2019.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Casey Dougherty Chief Compliance Officer and Chief Legal Officer Seattle, Washington 14 Feb 2020

LADENBURG THALMANN FINANCIAL SERVICES INC. is reporting for KMS FINANCIAL SERVICES, INC:

Name Holdings Value Location File Number
LADENBURG THALMANN FINANCIAL SERVICES INC. $15,275,558,001 Miami, FL 028-14689