Daiwa Capital Markets America Inc.

Q4 2013 13F Holdings Report, Stock Holdings

Signature - Title
Takayuki Sawano - President & Chief Operating Officer
Location
New York, NY
Holdings as of
31 Dec 2013
Value $
$11,767,486,000
Num holdings
909
Filing time
13 Feb 2014, 11:14:12 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included SPG, VNO, PLD, EQR, and PSA.
SEC
View on sec.gov
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Takayuki Sawano President & Chief Operating Officer New York, New York 10 Feb 2014

Other Included Managers (4):

Num Name Location File Number
1 Daiwa Capital Markets America Holdings Inc. New York, NY 028-14428
2 Daiwa International Holdings Inc. Tokyo, Japan 028-14945
3 Daiwa Asset Management Co. Ltd Tokyo, Japan 028-14429
4 Daiwa America Strategic Advisors Corp New York, NY 028-14427