UNITED CAPITAL FINANCIAL ADVISORS, LLC

Q4 2019 13F Holdings Report, Options Holdings

Signature - Title
Nichole Horton - VICE PRESIDENT
Location
Irving, TX
Options holdings as of
December 31, 2019
Notional value $
$0
Number of holdings
17
Date filed
2/14/2020, 02:17 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2019 - Feb 14, 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q4 compared to 2019 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Michael Herman VP, Compliance Newport Beach, California 2/14/2020

Other Included Managers (3):

Num Name Location File Number
1 GOLDMAN SACHS GROUP INC 028-04981
2 IMD Holdings, LLC
3 United Capital Financial Partners, LLC Irving, TX 028-13541