K2 Principal Fund, L.P.

Q3 2020 13F Holdings Report, Stock Holdings

Signature - Title: Daniel Gosselin - President
Location: Toronto, Ontario, Canada
Holdings as of: September 30, 2020
Value $: $390M
Num holdings: 155
Date filed: 11/13/2020, 04:02 PM
Form type: 13F-HR
Description: All US holdings of this investor are reported in this report. Top holdings included PFSI, BG, CCX, THCB, and PRPBU.
Previous filing: Q2 2020 - Aug 13, 2020
Next filing: Q4 2020 - Feb 12, 2021
SEC: View on sec.gov
Options Holdings: Showing stock holdings, see here for options holdings

Sym	Weight	Trade Impact	Company	Class	Shares Change	Activity	Value Change $	Value $	* Price $	Shares	Principal
PFSI	7.76%	+4.23%	Pennymac Finl Svcs Inc New	COM	+284K	+120.1%	+$16.5M	$30.3M	58.12	521K
BG	2.87%	+0.82%	Bunge Limited	COM	+70K	+40%	+$3.2M	$11.2M	45.70	245K
CCX	2.62%	+0.34%	Churchill Cap Corp II	CL A	+127K	+15.1%	+$1.34M	$10.2M	10.55	969K
THCB	2.61%	-0.13%	Tuscan Hldgs Corp	COM	-50K	-4.77%	-$509K	$10.2M	10.18	999K
PRPBU	2.59%	+2.59%	Cc Neuberger Prin Hldgs II	UNIT 99/99/9999	+977K	NEW	+$10.1M	$10.1M	10.33	977K
APXTU	2.32%		Apex Technology Acquisition	UNIT 06/11/2026				$9.03M	11.62	777K
OSB			Norbord Inc	COM NEW				$8.77M	39.35^*	223K
FGNAU	2.14%	+2.14%	Fg New Amer Acquisition Corp	UNIT 08/31/2027	+833K	NEW	+$8.34M	$8.34M	10.01	833K
BMRG	2%	+0.71%	B Riley Prin Merger Corp II	CL A	+279K	+55.7%	+$2.79M	$7.79M	10.01	779K
THCA	1.98%	-0.9%	Tuscan Hldgs Corp II	COM	-350K	-31.1%	-$3.49M	$7.73M	9.98	774K
WPF	1.86%	+1.86%	Foley Trasimene Acquistn Cor	COM CL A	+701K	NEW	+$7.26M	$7.26M	10.36	701K
MX	1.84%	+0.74%	Magnachip Semiconductor Corp	COM	+211K	+67.5%	+$2.9M	$7.19M	13.70	525K
CCIVU	1.81%	+1.81%	Churchill Capital Corp IV	UNIT 99/99/9999	+706K	NEW	+$7.07M	$7.07M	10.02	706K
PFPT	1.73%		Proofpoint Inc	COM				$6.76M	105.55	64K
CFFA	1.67%	-0.11%	Cf Fin Acquisition Corp	COM CL A	-41.7K	-6.25%	-$434K	$6.51M	10.40	626K
CPAA	1.56%	+1.56%	Conyers Pk II Acquisition Co	COM CL A	+600K	NEW	+$6.1M	$6.1M	10.16	600K
ACAM	1.54%	+1.54%	Acamar Partners Acqsition Co	CL A	+586K	NEW	+$5.99M	$5.99M	10.22	586K
SRACU	1.51%		Stable Rd Acquisition Corp	UNIT 05/15/2026				$5.89M	10.50	561K
ETFC	1.43%	+1.43%	E Trade Financial Corp	COM NEW	+112K	NEW	+$5.59M	$5.59M	50.05	112K
RMG	1.38%	+1.38%	Rmg Acquisition Corp	CL A	+502K	NEW	+$5.37M	$5.37M	10.69	502K
QELLU	1.3%	+1.3%	Qell Acquisition Corp	UNIT 10/01/2025	+500K	NEW	+$5.08M	$5.08M	10.16	500K
VACQU	1.3%	+1.3%	Vector Acquisition Corp	UNIT 09/30/2027	+500K	NEW	+$5.07M	$5.07M	10.14	500K
EQDU	1.29%	+1.29%	Equity Distr Acquisition Cor	UNIT 99/99/9999	+489K	NEW	+$5.04M	$5.04M	10.30	489K
PCPLU	1.23%	-0.01%	Cc Neuberger Principal Hldng	UNIT 99/99/9999	-4.25K	-0.95%	-$46.1K	$4.81M	10.84	443K
GSAHU	1.22%	+0.64%	Gs Acquisition Hldgs Corp II	UNIT 99/99/9999	+223K	+111.6%	+$2.51M	$4.75M	11.23	423K
CFIIU	1.2%	+1.2%	Cf Finance Acquisition Corp	UNIT 08/01/2027	+469K	NEW	+$4.7M	$4.7M	10.02	469K
OAC	1.14%	-0.07%	Oaktree Acquisition Corp	SHS CL A	-21.6K	-5.4%	-$254K	$4.45M	11.75	379K
SMMC	1.11%	+1.11%	South Mtn Merger Corp	COM CL A	+414K	NEW	+$4.33M	$4.33M	10.45	414K
IPOC	1.08%	-0.69%	Social Cap Hedspia Hldg Co I	COM CL A	-216K	-39.1%	-$2.69M	$4.2M	12.46	337K
GMHI	1.07%	+0.78%	Gores Metropoulos Inc	COM CL A	+268K	+274.8%	+$3.06M	$4.18M	11.42	366K
CHPM	1.04%		Chp Merger Corp	COM CL A				$4.08M	10.19	400K
SVACU	1.04%	+1.04%	Starboard Value Acquisitn Co	UNIT 09/10/2025	+400K	NEW	+$4.04M	$4.04M	10.10	400K
CRHCU	1.03%	+1.03%	Cohn Robbins Holdings Corp	UNIT 08/11/2025	+400K	NEW	+$4.04M	$4.04M	10.09	400K
ASPLU	1.03%	+1.03%	Aspirational Consumer Lifest	UNIT 99/99/9999	+400K	NEW	+$4M	$4M	10.00	400K
MTSI	1%	+0.78%	Macom Tech Solutions Hldgs I	COM	+90K	+360%	+$3.06M	$3.91M	34.01	115K
WY	0.99%		Weyerhaeuser Co Mtn Be	COM NEW				$3.85M	28.52	135K
RESI	0.97%	+0.78%	Front Yd Residential Corp	COM	+347K	+407.5%	+$3.04M	$3.78M	8.74	432K
BFTU	0.96%	+0.96%	Foley Trasimene Acquisition	UNIT 99/99/9999	+368K	NEW	+$3.75M	$3.75M	10.20	368K
CGRO	0.94%	+0.94%	Collective Growth Corp	COM CL A	+374K	NEW	+$3.69M	$3.69M	9.86	374K
SMH	0.89%	+0.89%	Vaneck Vectors Etf Tr	SEMICONDUCTOR ET	+20K	NEW	+$3.48M	$3.48M	174.20	20K
JIH	0.89%	+0.89%	Juniper Indl Hldgs Inc	COM CL A	+331K	NEW	+$3.47M	$3.47M	10.46	331K
LGVWU	0.88%	-0.68%	Longview Acquisition Corp	UNIT 99/99/9999	-262K	-43.6%	-$2.66M	$3.43M	10.15	338K
TWNDU	0.81%	+0.81%	Tailwind Acquisition Corp	UNIT 09/07/2027	+316K	NEW	+$3.17M	$3.17M	10.05	316K
GOACU	0.79%	+0.79%	Go Acquisition Corp	UNIT 08/31/2027	+307K	NEW	+$3.1M	$3.1M	10.08	307K
FTOCU	0.77%	+0.77%	Ftac Olympus Acquisition Cor	UNIT 08/24/2025	+300K	NEW	+$3M	$3M	10.00	300K
SAIIU	0.76%	+0.76%	Software Acquisitn Grup Inc	UNIT 99/99/9999	+300K	NEW	+$2.99M	$2.99M	9.95	300K
CHAQU	0.75%	-0.04%	Chardan Healthcr Acqstn 2 Co	UNIT 99/99/9999	-14.4K	-4.8%	-$148K	$2.93M	10.25	286K
	0.74%	+0.73%	Eagle Bulk Shipping Inc	NOTE 5.000 8/0	+4K	NEW	+$2.87M	$2.87M	717.00		$4K
TAC			Transalta Corp	COM				$2.76M	8.19^*	337K
LVGO	0.7%	+0.7%	Livongo Health Inc	COM	+19.6K	NEW	+$2.75M	$2.75M	140.08	19.6K

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* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name	Title	City, State	Date
Daniel Gosselin	President	Toronto, Ontario, Canada	11/13/2020