First Trust Advisors Lp

Q3 2023 13F Combination Report, Stock Holdings

Signature - Title
Kelly Dehler - Chief Compliance Officer
Location
Wheaton, IL
Holdings as of
September 30, 2023
Value $
$84.4B
Num holdings
2,339
Date filed
11/13/2023, 09:56 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CSCO, CVX, PFE, FXR, and AMZN.
Previous filing
Q2 2023 - Aug 14, 2023
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kelly Dehler Chief Compliance Officer Wheaton, Illinois 11/13/2023

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $3.12B New York, NY 028-00046
Ssi Investment Management Llc $1.28B Los Angeles, CA 028-04720
Energy Income Partners, LLC $5.23B Westport, CT 028-12170
Macquarie Group Ltd $76.5B Sydney, Nsw 2000, Australia 028-13120
Confluence Investment Management Llc $7.08B St. Louis, MO 028-13334
First Trust Capital Management L.P. $1.38B Chicago, IL 028-17430
Chartwell Investment Partners, Llc Berywn, PA 028-16224
Vest Financial, LLC $7.06B Mclean, VA 028-20621

Other Included Managers (3):

Num Name Location File Number
1 RiverFront Investment Group, LLC Richmond, VA 028-13577
2 Horizon Investments, LLC Charlotte, NC 028-15165
3 Stonebridge Advisors Llc Wilton, CT 028-22691