First Trust Advisors Lp

Q4 2021 13F Combination Report, Stock Holdings

Signature - Title
Kelly Dehler - Chief Compliance Officer
Location
Wheaton, IL
Holdings as of
December 31, 2021
Value $
$103B
Num holdings
2,505
Date filed
2/8/2022, 11:19 AM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q3 2021 - Nov 15, 2021
Next filing
Q1 2022 - May 13, 2022
SEC
View on sec.gov
Filing 2021 Q4 compared to 2021 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kelly Dehler Chief Compliance Officer Wheaton, Illinois 2/8/2022

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $3.09B New York, NY 028-00046
Janus Henderson Investors Us Llc Denver, CO 028-01343
Ssi Investment Management Llc $1.28B Los Angeles, CA 028-04720
Energy Income Partners, LLC $5.23B Westport, CT 028-12170
Macquarie Group Ltd $76.5B Sydney, Nsw 2000, Australia 028-13120
Confluence Investment Management Llc $6.94B St. Louis, MO 028-13334
First Trust Capital Management L.P. $1.38B Chicago, IL 028-17430
Chartwell Investment Partners, Llc Berywn, PA 028-16224
Vest Financial, LLC $6.44B Mclean, VA 028-20621
Aberdeen Group plc $51.3B Edinburgh, United Kingdom 028-18172

Other Included Managers (5):

Num Name Location File Number
1 TCW INVESTMENT MANAGEMENT Co LLC Los Angeles, CA 028-06683
2 RiverFront Investment Group, LLC Richmond, VA 028-13577
3 Equitable Investment Management Group, LLC New York, NY 028-14633
4 Horizon Investments, LLC Charlotte, NC 028-15165
5 Stonebridge Capital Advisors LLC St Paul, MN 028-16094