First Trust Advisors Lp

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton, IL
Holdings as of
September 30, 2020
Value $
$62.4B
Num holdings
2,300
Date filed
11/5/2020, 02:48 PM
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included AMZN, CSCO, META, GOOGL, and NFLX.
Previous filing
Q2 2020 - Jul 22, 2020
Next filing
Q4 2020 - Feb 2, 2021
Filing 2020 Q3 compared to 2020 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 11/5/2020

List of Other Managers Reporting for First Trust Advisors Lp:

Name Holdings Value Location File Number
Mackay Shields Llc $3.12B New York, NY 028-00046
Ssi Investment Management Llc $1.28B Los Angeles, CA 028-04720
Energy Income Partners, LLC $5.23B Westport, CT 028-12170
Macquarie Group Ltd $76.5B Sydney, Nsw 2000, Australia 028-13120
Confluence Investment Management Llc $7.08B St. Louis, MO 028-13334
First Trust Capital Management L.P. $1.38B Chicago, IL 028-17430
Chartwell Investment Partners, Llc Berywn, PA 028-16224
Aberdeen Group plc $58.8B Edinburgh, United Kingdom 028-18172

Other Included Managers (1):

Num Name Location File Number
1 Equitable Investment Management Group, LLC New York, NY 028-14633