FIRST TRUST ADVISORS LP

Q4 2019 13F Combination Report, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton, IL
Holdings as of
31 Dec 2019
Value $
$58,524,301,000
Num holdings
2,377
Filing time
03 Feb 2020, 10:19:51 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included CSCO, AMZN, META, QTEC, and FXL.
Previous filing
Q3 2019 - 04 Nov 2019
Next filing
Q1 2020 - 06 May 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q4 compared to 2019 Q3 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 03 Feb 2020

List of Other Managers Reporting for FIRST TRUST ADVISORS LP:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
SSI INVESTMENT MANAGEMENT LLC $1,473,505,458 Los Angeles, CA 028-04720
Energy Income Partners, LLC $5,521,226,254 Westport, CT 028-12170
MACQUARIE GROUP LTD $22,834,962,789 Sydney, Nsw 2000 028-13120
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,673,836,873 St. Louis, MO 028-13334
CHARTWELL INVESTMENT PARTNERS, LLC Berywn, PA 028-16224
Aberdeen Group plc $64,591,025,794 Edinburgh, United Kingdom 028-18172

Other Included Managers (1):

Num Name Location File Number
1 Equitable Investment Management Group, LLC New York, NY 028-14633