FIRST TRUST ADVISORS LP

Q4 2013 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Kathleen W. Brown - Chief Compliance Officer
Location
Wheaton, IL
Holdings as of
31 Dec 2013
Value $
$20,625,827,000
Num holdings
2,195
Filing time
08 Aug 2014, 10:00:55 UTC
Form type
13F-HR/A-1 - Restatement
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included GOOGL, META, AMZN, INTC, and T.
Next filing
Q1 2014 - 12 May 2014
SEC
View on sec.gov

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Quoteable Key Fact

"FIRST TRUST ADVISORS LP reported $20,625,827,000 across 2,195 holdings in Q4 2013."

Quick Takeaways

  • FIRST TRUST ADVISORS LP reported 13f combination report, restatement, stock holdings for Q4 2013.
  • Reported holdings value: $20,625,827,000.
  • 2,195 holdings are listed in this filing snapshot.

What Changed

  • No earlier comparable filing is available in this series.
  • This page will show quarter-over-quarter deltas once prior reports are present.

Why This Matters

  • This filing-level page explains what the portfolio report tells you before the holdings table.
  • You can cite quarter, value, and filing timestamp directly from SEC-linked data.

Official SEC Source

Backed by Form 13F

Portfolio-level numbers on this page come from the original SEC Form 13F filing.

See Original Filing
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kathleen W. Brown Chief Compliance Officer Wheaton, Illinois 08 Aug 2014

Number of shares or fair market value misstated.

List of Other Managers Reporting for FIRST TRUST ADVISORS LP:

Name Holdings Value Location File Number
MACKAY SHIELDS LLC $2,857,443,441 New York, NY 028-00046
CHARTWELL INVESTMENT PARTNERS/PA $4,922,311,000 Berwyn, PA 028-06462
ABERDEEN ASSET MANAGEMENT PLC/UK $29,978,783,000 Aberdeen, United Kingdom 028-04701
Brookfield Public Securities Group LLC New York, NY 028-13826
Energy Income Partners, LLC $5,521,226,254 Westport, CT 028-12170
MACQUARIE GROUP LTD $22,834,962,789 Sydney, Nsw 2000 028-13120
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,440,688,053 St. Louis, MO 028-13334

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