BENJAMIN F. EDWARDS & COMPANY, INC.

Q3 2016 13F Holdings Report, Options Holdings

Signature - Title
Christopher M Keller - EVP, Director of Business Services
Location
St. Louis, MO
Options holdings as of
September 30, 2016
Notional value $
$59K
Number of holdings
2
Date filed
10/24/2016, 05:00 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2016 - Jul 11, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Sandra Dye Senior Vice President St. Louis, Missouri 10/24/2016

BENJAMIN EDWARDS INC is reporting for BENJAMIN F. EDWARDS & COMPANY, INC.:

Name Holdings Value Location File Number
BENJAMIN EDWARDS INC $6.99B Clayton, MO 028-19533