O'SHAUGHNESSY ASSET MANAGEMENT, LLC

Q4 2013 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Raymond Amoroso III Esq. - Chief Compliance Officer
Location
Stamford, CT
Holdings as of
December 31, 2013
Value $
$4.76B
Num holdings
960
Date filed
2/13/2014, 03:44 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q1 2014 - May 15, 2014
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Raymond Amoroso III Esq - CCO Chief Compliance Officer/Managing Director Stamford, Connecticut 2/13/2014

List of Other Managers Reporting for O'SHAUGHNESSY ASSET MANAGEMENT, LLC:

Name Holdings Value Location File Number
FRANKLIN RESOURCES INC $356B San Mateo, CA 028-00734

Other Included Managers (1):

Num Name Location File Number
1 Mercer Investment Management, Inc. 028-12567