* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Amanda Hawley
General Counsel
New York, New York
16 Jul 2025
In October 2024, Atria Wealth Solutions, Inc. was acquired by LPL Financial Holdings Inc. During the second quarter of 2025, all advisory accounts, with the following subsidiaries under Atria Wealth Solutions, Inc., were converted to advisory accounts under LPL Financials registered investment adviser, or the applicable advisory agreement was terminated: SCF Investment Advisors, Inc., CUSO Financial Services L.P./CA, Western International Securities, Inc., and Grove Point Advisors, LLC. These subsidiaries were listed under the List of Other Included Managers on the Form 13F-HR Summary Page for previous quarter filings and have been removed from the referenced section for this filing because they no longer have investment discretion over any securities reportable on Form 13F. The two subsidiaries under Atria Wealth Solutions, Inc. with investment discretion over reportable securities as of June 30, 2025 are Cadaret, Grant & Co. Inc. and NEXT Financial Group, Inc. Both firms will undergo similar changes with regard to their advisory accounts and/or advisory agreements in July 2025 and will not have investment discretion over any securities reportable on Form 13F as of September 30, 2025. As a result, this second-quarter 2025 filing will be the final Form 13F filing for Atria Wealth Solutions, Inc., and its subsidiaries.
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