Cambridge Investment Research Advisors, Inc.

Q3 2019 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Doug Baxley - First VP Fiduciary Services, CCO CIRA
Location
Fairfield, IA
Holdings as of
30 Sep 2019
Value $
$11,392,181,000
Num holdings
2,339
Filing time
06 Nov 2019, 15:30:37 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included VOO, VXUS, AAPL, IVV, and VTI.
Previous filing
Q2 2019 - 15 Aug 2019
Next filing
Q4 2019 - 04 Feb 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 - Restatement compared to 2019 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Doug Baxley First VP Fiduciary Services, CCO CIRA Fairfield, Iowa 06 Nov 2019