BASSWOOD CAPITAL MANAGEMENT, L.L.C.

Q3 2017 13F Holdings Report, Put & Call Options

Signature - Title
Matthew Lindenbaum - MANAGING MEMBER
Location
New York, New York
Options holdings as of
September 30, 2017
Puts & calls notional value $
$1.15M
Number of options holdings
2
Date filed
11/14/2017, 08:51 AM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2017 - Aug 14, 2017
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q3 compared to 2017 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
MATTHEW LINDENBAUM MANAGING MEMBER New York, New York 11/14/2017

Messrs. Bennett Lindenbaum and Matthew Lindenbaum, as Principals of Basswood Capital Management, L.L.C., have investment discretion over the investment portfolios reported herein.