Bank of New York Mellon Corp

Q4 2017 13F Combination Report, Options Holdings

Signature - Title
Andrew Weiser - Attorney-In-Fact
Location
New York, NY
Options holdings as of
December 31, 2017
Options notional value $
$44.8M
Number of options holdings
17
Date filed
2/9/2018, 02:46 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q3 2017 - Nov 6, 2017
Next filing
Q1 2018 - May 15, 2018
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2017 Q4 compared to 2017 Q3 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Ivan R. Arias Attorney-In-Fact Uniondale, New York 2/9/2018

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
Neuberger Berman Group LLC $122B New York, NY 028-13573
FAYEZ SAROFIM & CO $37.1B Houston, TX 028-10991
CENTERSQUARE INVESTMENT MANAGEMENT LLC $9.24B Conshohocken, PA 028-18741

Other Included Managers (38):

Num Name File Number
3 The Boston Company Asset Management, LLC 028-00242
4 BNY Mellon Trust of Delaware 028-17542
15 Mellon Capital Management Corporation 028-02900
22 The Dreyfus Corporation 028-00127
38 Newton Investment Management (North America) Limited 028-17543
40 Newton Investment Management Limited 028-04797
42 MBSC Securities Corporation 028-12592
45 Standish Mellon Asset Management Company LLC 028-04303
48 The Bank of New York Mellon 028-02009
49 BNY Mellon, NA 028-00620
51 Walter Scott & Partners Limited 028-17544
57 CenterSquare Investment Management, Inc. 028-05577
59 Lockwood Advisors, Inc. 028-11769
62 Insight Investment Management (Global) Limited 028-12592
64 BNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-17545
66 American Beacon Advisors, Inc. 028-14511
69 EAM Investors, LLC 028-14070
70 Fayez Sarofim & Co. 028-10991
71 Geneva Capital Management, LTD 028-03935
74 Kayne Anderson Rudnick Investment Management, LLC 028-05792
77 Neuberger Berman Management, LLC 028-13574
78 Nicholas Investment Partners, L.P. 028-12426
80 Robeco Investment Management, Inc. 028-12484
81 Thompson, Siegel & Walmsley, LLC 028-04041
83 Walthausen & Co., LLC 028-13672
86 Granite Investment Partners, LLC 028-14862
87 Rice Hall James & Associates, LLC 028-10467
88 Sirios Capital Management, L.P. 028-05369
92 BNY Mellon Capital Markets 028-12592
94 BNY Mellon Investment Management Cayman Ltd. 028-17546
96 Channing Capital Management 028-11090
104 Moody Aldrich Partners LLC 028-04634
105 Cramer Rosenthal McGlynn, LLC 028-02028
109 Ramius Advisors LLC 028-10674
112 Knights of Columbus Asset Advisors LLC 028-17560
113 Griffin Capital Advisors, LLC 028-12592
114 Redwood Investments, LLC 028-12592
115 Dalton Investments LLC 028-12592