Bank of New York Mellon Corp

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Andrew Weiser - Attorney-In-Fact
Location
New York, NY
Holdings as of
September 30, 2016
Value $
$336B
Num holdings
4,545
Date filed
11/3/2016, 10:21 AM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2016 - Aug 1, 2016
Next filing
Q4 2016 - Feb 13, 2017
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Uniondale, New York 11/3/2016

BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 5 of the Other Included Managers within this 13F Report.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
FAYEZ SAROFIM & CO $39.3B Houston, TX 028-10991
CENTERSQUARE INVESTMENT MANAGEMENT LLC $10.7B Conshohocken, PA 028-18741

Other Included Managers (38):

Num Name Location File Number
3 The Boston Company Asset Management, LLC 028-00242
4 BNY Mellon Trust of Delaware 028-12592
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Newton Investment Management (North America) Limited 028-12592
40 NEWTON INVESTMENT MANAGEMENT LTD London, United Kingdom 028-04797
45 Standish Mellon Asset Management Company LLC 028-04303
47 The Bank of New York Mellon Trust Company, NA 028-11850
48 BANK OF NEW YORK MELLON New York, NY 028-02009
49 BNY MELLON N.A. Pittsburgh, PA 028-00620
51 Walter Scott & Partners Limited 028-12592
57 CenterSquare Investment Management, Inc. 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 BNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC 028-12766
69 EAM Investors, LLC 028-14070
70 Fayez Sarofim & Co. 028-10991
71 GENEVA CAPITAL MANAGEMENT LLC Milwaukee, WI 028-03935
74 Kayne Anderson Rudnick Investment Management, LLC 028-05792
76 Lombardia Capital Partners, LLC 028-03157
77 Neuberger Berman Management, LLC 028-13574
78 Nicholas Investment Partners, L.P. 028-12426
79 Riverbridge Partners, LLC 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson, Siegel & Walmsley, LLC 028-04041
83 Walthausen & Co., LLC 028-13672
86 Granite Investment Partners, LLC 028-14862
87 Rice Hall James & Associates, LLC 028-10467
88 Sirios Capital Management, L.P. 028-05369
90 Owl Creek Asset Management, L.P. 028-11037
94 BNY Mellon Investment Management Cayman Ltd. 028-12592
96 Channing Capital Management 028-11090
97 Brown Brothers Harriman & Co. 028-00408
104 Moody Aldrich Partners LLC 028-04634
105 Cramer Rosenthal McGlynn, LLC 028-02028
106 Pine River Capital Management LP 028-10902
109 Ramius Advisors LLC 028-10674