Bank of New York Mellon Corp

Q3 2015 13F Combination Report, Options Holdings

Signature - Title
Andrew Weiser - Attorney-In-Fact
Location
New York, NY
Options holdings as of
September 30, 2015
Notional value $
$126M
Number of holdings
58
Date filed
11/10/2015, 04:40 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2015 - Aug 6, 2015
Next filing
Q4 2015 - Feb 12, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2015 Q3 compared to 2015 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Nicholas R. Darrow Senior Vice President Uniondale, New York 11/10/2015

BNY Mellon has initiated the process necessary to obtain 13F File Numbers for 6 of the Other Included Managers within this 13F Report.

List of Other Managers Reporting for Bank of New York Mellon Corp:

Name Holdings Value Location File Number
FAYEZ SAROFIM & CO $39.3B Houston, TX 028-10991
CENTERSQUARE INVESTMENT MANAGEMENT LLC $10.7B Conshohocken, PA 028-18741

Other Included Managers (42):

Num Name Location File Number
3 The Boston Company Asset Management, LLC 028-00242
4 BNY Mellon Trust of Delaware 028-12592
15 MELLON INVESTMENTS Corp Boston, MA 028-02900
22 BNY Mellon Investment Adviser, Inc. New York, NY 028-00127
38 Newton Capital Management Limited 028-12592
40 NEWTON INVESTMENT MANAGEMENT LTD London, United Kingdom 028-04797
45 Standish Mellon Asset Management Company LLC 028-04303
47 The Bank of New York Mellon Trust Company, NA 028-11850
48 BANK OF NEW YORK MELLON New York, NY 028-02009
49 BNY MELLON N.A. Pittsburgh, PA 028-00620
51 Walter Scott & Partners Limited 028-12592
57 CenterSquare Investment Management, Inc. 028-05577
59 BNY Mellon Advisors, Inc. Pennington, NJ 028-11769
64 BNY Mellon Service Kapitalanlage-Gesellschaft mbH 028-12592
66 American Beacon Advisors, Inc. Irving, TX 028-14511
68 Cupps Capital Management, LLC 028-12766
69 EAM Investors, LLC 028-14070
70 Fayez Sarofim & Co. 028-10991
71 GENEVA CAPITAL MANAGEMENT LLC Milwaukee, WI 028-03935
73 Iridian Asset Management, LLC 028-06008
74 Kayne Anderson Rudnick Investment Management, LLC 028-05792
76 Lombardia Capital Partners, LLC 028-03157
77 Neuberger Berman Management, LLC 028-13574
78 Nicholas Investment Partners, L.P. 028-12426
79 Riverbridge Partners, LLC 028-05655
80 Boston Partners Boston, MA 028-12484
81 Thompson, Siegel & Walmsley, LLC 028-04041
83 Walthausen & Co., LLC 028-13672
86 Granite Investment Partners, LLC 028-14862
87 Rice Hall James & Associates, LLC 028-10467
88 Sirios Capital Management, L.P. 028-05369
89 Union Point Advisers 028-15635
90 Owl Creek Asset Management, L.P. 028-11037
92 BNY Mellon Capital Markets, LLC 028-12592
94 BNY Mellon Investment Management Cayman Ltd. 028-12592
96 Channing Capital Management 028-11090
97 Brown Brothers Harriman & Co. 028-00408
98 Standard Pacific Capital LLC 028-06046
103 Three Bridges Capital, LP 028-12592
104 Eastern Shore Capital Management 028-12592
105 Cramer Rosenthal McGlynn, LLC 028-12592
106 Pine River Capital Management LP 028-12592