Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2020 13F Combination Report, Stock Holdings

Signature - Title
Riyuuichirou Sakuma - Chief Manager of Corporate Planning Division
Location
Tokyo, Japan
Holdings as of
30 Sep 2020
Value $
$69,408,000
Num holdings
54
Filing time
12 Nov 2020, 18:25:27 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included SHOP, RY, TD, CNI, and ENB.
Previous filing
Q2 2020 - 14 Aug 2020
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q3 compared to 2020 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Riyuuichirou Sakuma Chief Manager of Corporate Planning Division Tokyo, Japan 09 Nov 2020

MUFG Securities EMEA plc is reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582