Mitsubishi UFJ Securities Holdings Co., Ltd.

Q1 2019 13F Combination Report, Stock Holdings

Signature - Title
Hidetoshi Fuwa - Chief Manager of Corporate Planning Division
Location
Tokyo, Japan
Holdings as of
March 31, 2019
Value $
$17.5M
Num holdings
136
Date filed
5/13/2019, 08:14 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q4 2018 - Feb 14, 2019
Next filing
Q2 2019 - Aug 9, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q1 compared to 2018 Q4 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Morio Hara Deputy General Manager of Corporate Planning Division Tokyo, Japan 5/8/2019

List of Other Managers Reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MUFG SECURITIES (CANADA), LTD. $2.24B New York, NY 028-21099
MUFG Securities EMEA plc $1.92B London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 Mitsubishi UFJ Financial Group, Inc. 028-13582