Mitsubishi UFJ Securities Holdings Co., Ltd.

Q3 2016 13F Combination Report, Stock Holdings

Signature - Title
Yasuhiro Morishita - Deputy General Manager of Corporate Planning Division
Location
Tokyo, Japan
Holdings as of
30 Sep 2016
Value $
$19,098,000
Num holdings
211
Filing time
07 Nov 2016, 19:32:21 UTC
Form type
13F-HR
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). Top holdings included TESLA MTRS INC, TWITTER INC, SPY, AVGO, and AMZN.
Previous filing
Q2 2016 - 15 Aug 2016
Next filing
Q4 2016 - 03 Feb 2017
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2016 Q3 compared to 2016 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Yasuhiro Morishita Deputy General Manager of Corporate Planning Division Tokyo, Japan 07 Nov 2016

MUFG Securities EMEA plc is reporting for Mitsubishi UFJ Securities Holdings Co., Ltd.:

Name Holdings Value Location File Number
MUFG Securities EMEA plc $8,603,853,780 London, United Kingdom 028-15731

Other Included Managers (1):

Num Name Location File Number
1 MITSUBISHI UFJ FINANCIAL GROUP INC Tokyo, Japan 028-13582