UNITED CAPITAL FINANCIAL ADVISORS, LLC

Q2 2019 13F Combination Report, Options Holdings

Signature - Title
Mike Herman - CHIEF COMPLIANCE OFFICER
Location
Irving, TX
Options holdings as of
30 Jun 2019
Notional value
$27,396,000
Number of holdings
23
Filing time
13 Aug 2019, 15:42:10 UTC
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q1 2019 - 14 May 2019
Next filing
Q3 2019 - 14 Feb 2020
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2019 Q2 compared to 2019 Q1 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
MIKE HERMAN CHIEF COMPLIANCE OFFICER Newport Beach, California 13 Aug 2019

List of Other Managers Reporting for UNITED CAPITAL FINANCIAL ADVISORS, LLC:

Name Holdings Value Location File Number
NEUBERGER BERMAN LLC New York, NY 028-00454
PRINCIPAL GLOBAL INVESTORS Des Moines, IA 028-01549
EAGLE ASSET MANAGEMENT INC St Petersburg, FL 028-01666
WEDGEWOOD PARTNERS INC $535,491,123 St Louis, MO 028-05973
TRILLIUM ASSET MANAGEMENT, LLC $3,266,845,479 Boston, MA 028-03125
Winslow Capital Management, LLC $29,802,721,291 Minneapolis, MN 028-03676
MILLER HOWARD INVESTMENTS INC /NY $3,313,348,042 Kingston, NY 028-03692
SEI INVESTMENTS MANAGEMENT CORP Oaks, PA 028-16475
ACADIAN ASSET MANAGEMENT LLC $60,904,540,000 Boston, MA 028-05990
PARAMETRIC PORTFOLIO ASSOCIATES LLC Seattle, WA 028-04558
FAYEZ SAROFIM & CO $41,664,282,828 Houston, TX 028-10991
CITY NATIONAL ROCHDALE, LLC New York, NY 028-05392
DAVIS SELECTED ADVISERS $22,249,323,816 Tucson, AZ 028-04121
LSV ASSET MANAGEMENT $45,858,428,000 Chicago, IL 028-06580
SCHAFER CULLEN CAPITAL MANAGEMENT INC $490,554,000 New York, NY 028-04691
VOYA INVESTMENT MANAGEMENT LLC $101,445,969,156 Atlanta, GA 028-07292
GREAT LAKES ADVISORS, LLC $12,264,084,539 Chicago, IL 028-05229
CARDINAL CAPITAL MANAGEMENT LLC /CT $0 Greenwich, CT 028-07760
CHURCHILL MANAGEMENT Corp $9,212,665,094 Los Angeles, CA 028-05029
SANTA BARBARA ASSET MANAGEMENT, LLC Los Angeles, CA 028-05621
Brown Advisory LLC Baltimore, MD 028-05775
CAUSEWAY CAPITAL MANAGEMENT LLC $7,268,171,214 Los Angeles, CA 028-11728
LAZARD ASSET MANAGEMENT LLC $58,881,382,627 New York, NY 028-10469
FALCON POINT CAPITAL, LLC $11,871,000 San Francisco, CA 028-10492
CUMBERLAND ADVISORS INC $263,789,012 Sarasota, FL 028-11051
TORTOISE CAPITAL ADVISORS, L.L.C. $7,858,720,257 Overland Park, KS 028-11123
BlackRock Investment Management, LLC Wilmington, DE 028-12016
Placemark Investments, Inc. $5,658,477,000 Chicago, IL 028-11107
Advisors Capital Management, LLC $8,502,701,450 Ridgewood, NJ 028-11543
AMI ASSET MANAGEMENT CORP $1,763,726,614 Los Angeles, CA 028-11962
WBI INVESTMENTS, LLC $383,570,815 Red Bank, NJ 028-12525
MAR VISTA INVESTMENT PARTNERS LLC $1,089,438,961 Los Angeles, CA 028-13243
Dana Investment Advisors, Inc. $3,437,315,537 Waukesha, WI 028-13023
Efficient Market Advisors, LLC $726,730,000 San Diego, CA 028-13603
CONFLUENCE INVESTMENT MANAGEMENT LLC $6,673,836,873 St. Louis, MO 028-13334
ADVISOR PARTNERS LLC $1,421,396,000 Walnut Creek, CA 028-13399
NorthCoast Asset Management LLC $2,743,986,000 Greenwich, CT 028-13466
LMCG INVESTMENTS, LLC $1,749,348,443 Boston, MA 028-13608
Salient Capital Advisors, LLC $0 Houston, TX 028-14184
Granite Investment Partners, LLC $1,687,189,893 El Segundo, CA 028-14862
OFI Global Asset Management, Inc. New York, NY 028-15607
Keeley-Teton Advisors, LLC $824,779,474 Chicago, IL 028-18059
SpiderRock Advisors, LLC Wilimington, DE 028-18017