STONEBRIDGE ADVISORS LLC

Q3 2022 13F Combination Report, Restatement, Stock Holdings

Signature - Title
Scott Fleming - President & CEO
Location
Wilton, CT
Holdings as of
September 30, 2022
Value $
$125M
Num holdings
3
Date filed
10/24/2024, 04:15 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s). The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q2 2022 - Sep 5, 2024
Next filing
Q4 2022 - Sep 5, 2024
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2022 Q3 - Restatement compared to 2022 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Samantha Addonizio Chief Compliance Officer & Counsel Wilton, Connecticut 10/17/2024

On November 20, 2022, the former Chief Compliance Officer of Stonebridge Advisors, LLC filed a 13F for the period ending 9/30/2022 checking the box for a 13F Notice filing. On May 24, 2023, compliance consultants engaged by Stonebridge Advisors, LLC filed on its behalf a filing checking the box for 13F Holdings report. However, both of these filings were in error and on 09/05/2024, the new Chief Compliance Officer for Stonebridge Advisors arranged to have an amendment filed to correctly reflect that the filing is a Combination Report (and adjusted the amounts reflected therein accordingly).

List of Other Managers Reporting for STONEBRIDGE ADVISORS LLC:

Name Holdings Value Location File Number
FIRST TRUST ADVISORS LP $98.1B Wheaton, IL 028-06487