MARSHALL WACE, LLP

Q3 2023 13F Holdings Report, Options Holdings

Signature - Title
William Kang - Operations Analyst
Location
London, United Kingdom
Options holdings as of
September 30, 2023
Notional value $
$2.45B
Number of holdings
343
Date filed
11/14/2023, 03:57 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2023 - Aug 14, 2023
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2023 Q3 compared to 2023 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Patrick Lawenda Head of US Operations New York, New York 11/14/2023

Other Included Managers (2):

Num Name Location File Number
1 Marshall Wace North America L.P. New York, NY 028-11377
2 MARSHALL WACE ASIA Ltd Central, Hong Kong 028-14472