All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as
of the end of the calendar quarter for which the report is filed, and the total market value. The market value
column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in
accounts.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
Person Signing this Report on Behalf of Reporting Manager:
Name
Title
City, State
Date
Jonathan S. Lavine
Manager
Boston, Massachusetts
2/7/2014
Sankaty Advisors, LLC serves as an adviser to pooled investment vehicles (the "Funds") but exercises investment discretion with respect to only a limited number of these Funds. The filing of this 13F Holdings Report by Sankaty Advisors, LLC shall not be construed as an admission that Sankaty Advisors, LLC is the beneficial owner of such shares held by each of the Funds.
Other Included Managers (10):
Num
Name
Location
File Number
1
Sankaty Credit Member, LLC
028-14551
2
Sankaty Credit Member II, Ltd.
028-14552
3
Sankaty Credit Opportunities Investors III, LLC
028-14550
4
Sankaty Credit Opportunities III, L.P.
028-14556
5
Sankaty Credit Opportunities Investors IV, LLC
028-14554
6
Sankaty Credit Opportunities IV, L.P.
028-14555
7
Sankaty Credit Opportunities (Offshore Master) IV, L.P.
028-14557
8
Sankaty Credit Opportunities Investors (Offshore) IV, L.P.
028-14553
9
Prospect Harbor Investors, LLC
028-14558
10
Prospect Harbor Credit Partners, L.P.
028-14559
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