OTA Financial Group L.P.

Q1 2020 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
James Santori - CFO/CCO
Location
Purchase, NY
Holdings as of
31 Mar 2020
Value $
$80.2M
Num holdings
42
Filing time
15 Apr 2020, 22:01:05 UTC
Form type
13F-HR/A-1 - Restatement
Description
All US holdings of this investor are reported in this report. Top holdings included GOOG, LSXMK, GLIBA, LSXMA, and LENB.
Previous filing
Q4 2019 - 21 Jan 2020
Next filing
Q2 2020 - 16 Jul 2020
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2020 Q1 - Restatement compared to 2019 Q4 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
James Santori CFO/CCO Purchase, New York 15 Apr 2020

Other Included Managers (2):

Num Name Location File Number
2 Ota Trading Fund 1 Llc Purchase, NY
1 Ota Llc Purchase, NY