Anson Funds Management LP

Q3 2016 13F Holdings Report, New Holdings, Options Holdings

Signature - Title
Tony Moore - Manager of the General Partner
Location
Dallas, TX
Options holdings as of
September 30, 2016
Notional value $
$281M
Number of holdings
14
Date filed
11/23/2016, 10:21 AM
Previous filing
Q2 2016 - Aug 12, 2016
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Bruce R. Winson Managing Member of the General Partner Dallas, Texas 11/23/2016

Other Included Managers (1):

Num Name Location File Number
1 Anson Advisors Inc.